James “Jim” Wagner
Mr. Wagner has over 20 years of experience trading and managing institutional accounts. He has appeared in the Wall Street Journal, Barron’s, and Stocks & Commodities and has been recognized as a “market expert” by AP Dow Jones, Bridge, Thompson Financial, and other news services. Jim has been a market advisor to the United States Federal Reserve Bank and the Bush Administration.
Jim’s impressive Wall Street career includes trading & managerial positions with the following institutions: Deutsche Bank, Banque Indosuez, Société Générale, and most recently, Wells Fargo Bank. Jim has a BS degree in Finance from Muhlenberg College and a Master of Science degree in International Tax from Pace University.
Dave Svec
A former Covey Trainer when serving as a Supervisory Principal at a large broker/dealer, Dave Svec realizes and agrees with Steven Covey that “Effective leadership is putting first things first. Effective management is discipline, carrying it out.”
Mr. Svec coordinates asset protection and tax-advantaged wealth strategies with attorneys and tax planners. He provides business consulting for the strategic structuring of existing and start-up business ventures. To secure capital for Main Street clients, Dave and his talented team of professionals provide consulting that may include developing strategy and presentation materials, often emphasizing institutional and private equity. Dave has a working relationship with securities attorneys for the creation of Private Placement Memorandums and has pitched investment bankers and private equity groups. He oversees improving corporate debt financing profiles and works with his team to draft business plans and white papers.
Carly Murphy
Carly is a distinguished legal and compliance professional, blending deep academic foundations in finance and law with extensive practical experience. With a Juris Doctor from New York Law School, where she was a Trustee Scholar and a Bachelor of Business Administration from Baruch College, her education has been tailored towards mastering the complexities of finance, securities, and compliance. Carly has played pivotal roles in developing and enhancing compliance frameworks within organizations such as Page Southerland Page, Inc., and Morrison Tenenbaum PLLC, demonstrating a keen ability to navigate and advise on AML, CTF, and economic sanctions policies. Her tenure with Cadwalader, Wickersham & Taft, among others, has honed her expertise in legal research, regulatory reporting, and financial crime prevention. Carly’s dedication to upholding legal and ethical standards makes her an invaluable asset in ensuring organizational integrity and compliance.
Eishnel Henry
Miss Henry is an experienced Accredited Chartered Accountant who is ambitious and capable of adapting to changing environments. She is an objective, driven, self-starter with an aptitude to multi-task and quickly grasp new ideas and techniques and the ability to work in demanding environments.
She has over ten years of accounting and audit experience and has served in leadership positions with Tokio Millennium Re, Deloitte & Touché, and Pannell, Kerr & Foster.
Eishnel has industry exposure in preparing and interpreting financial statements by IFRS and US GAAP in Investment Accounting, Insurance, Manufacturing, Major retail, Offshore Banking, Wealth Management, Financial Services, Government Statutory Services, Housing Development, Shipping, Oil, and Tourism. Eishnel has degrees and diplomas from FTC Kaplan, UK, and Berkeley Institute. She is also a fellow of the Association of Chartered Certified Accountants (ACCA).
Lena Suarez
Working with our professional team, Miss Suarez will be creating, implementing & monitoring our customer relationship management (CRM) program designed to build trust, confidence, and goodwill with our clients & prospects. As our Client Relations Manager, she understands our client’s needs and articulates the company’s ability to meet the client’s needs with our products or services. Lena often has critical responsibilities in client acquisition, satisfaction, and retention.
For several years, Lena has been an analyst and serving crucial support functions with Emmes BioPharma, ICON, and Sarasota County. Lena has a Bachelor of Science in Business Management from the University of South Florida. She is also fluent in Russian and German.